2025 Tax Documents

Below are key dates on when you can expect to see your tax forms from Pershing, our clearing firm.

• If you have a taxable brokerage account (non‐qualified), Osaic may generate an IRS Form 1099 (B, DIV, INT, OID). These account types include Individual, Joint, Transfer On Death (T.O.D.) and Trusts. Osaic will begin sending the tax forms on January 28, 2026. They will continue being sent weekly throughout February and the last forms will be sent out on Wednesday, March 11.
• If you received distributions from a Traditional or Roth IRA, you will receive your Form 1099‐R after January 31, 2026.
• Once mailed, your 1099 documents will be available on your eQuipt portal starting Thursday, February 5, 2026.
• If you contributed into an IRA (Roth, Traditional, SEP or SIMPLE), Form 5498 will not be mailed until May 2026 due to the 2025 IRA contribution deadline of April 15, 2026. To determine how much you contributed last year, please refer to your December statement or contact our office.
• If you contributed into a 529 Plan for last year, no tax documents are mailed by the fund company. If your state allows for a tax deduction, like Minnesota and Wisconsin, you will find your 2026 contribution amount on your December statement. You can also download your statement at the fund company’s website and/or contact your advisor for a copy.

We suggest that you do not file your 2025 tax returns until you receive ALL 1099’s from Osaic, otherwise you may be required to file an amended federal and state returns. In addition to postal delivery, Pershing tax documents are accessible online at https://app.osaic.com/equipt; registration is required.